Establishing Your Business at LPL Financial
Create a firm foundation for your practice. Whether you’re an independent financial advisor seeking individual support or heading up a larger institution looking for a broker-dealer, LPL Financial has the support, tools, and resources you need.
Business Model Options
There are more ways to pursue the success you envision than ever before. However you define success, LPL offers a business model that provides flexibility and the ability to customize the practice, program, or team that you want to build.
Your LPL Representative
Our business development representatives have broad experience in the financial services industry and specific knowledge of the opportunities offered by LPL. They will work to help you find the right fit for your practice.
Transitioning Your Practice
Our goal for every advisor, program, or team transitioning to LPL is to provide value from the minute they start working with us. You can rely on our experience to help you create a seamless and cost-effective transition plan for your practice.
Payouts and Pricing
At LPL, we focus on ways we can help improve advisors, programs, or team profitability. Our production grid was designed to allow you to retain more of the revenue you generate through competitive payouts and bonuses, while managing your expenses with reasonable costs and charges.

LPL Advisor Insights
As an advisor, growing your financial practice means having a continuous commitment to learning and evolving. Read through actionable strategies and insights you can use to efficiently run your business, as well as the latest news and updates from LPL Financial.

3 Ways to Optimize Your Advisor Practice Before Year-End
| LPL Financial

Big or Small, CFOs Drive Value for Businesses
November 05, 2024 | LPL Financial

How to Protect Your Client Data from Cyberattacks
October 29, 2024 | LPL Financial

Best Practice Cybersecurity Tips for Financial Advisors
October 24, 2024 | LPL Financial

Structuring the Deal
October 23, 2024 | LPL Financial

Great Valley Advisor Group’s Secrets to Success in Today’s RIA
October 09, 2024 | LPL Financial

Growing Diversity in Financial Services: One Advisor’s Journey
October 07, 2024 | LPL Financial
What Do Advisors Think?
“[LPL was] so accommodating with the transfer. They wanted to try and make this as seamless as possible for me. They know that it’s a huge undertaking. They’ve done a lot of these. They’re experts at it. They know how to help transition. They sent out a team to help me. The support was phenomenal. I had my own contact people that I was working with. They were on it. It was a huge undertaking.”
Greg Solis, President, Solis Wealth Management
Disclosures
The views and opinions expressed by the Financial Advisor(s) may not be representative of the views of other Financial Advisors and are not indicative of future performance or success. Neither LPL Financial nor the LPL Financial Advisor(s) can be held responsible for any direct or incidental loss incurred by applying any of the information offered. Advisor firms listed and LPL Financial are separate entities.
For Financial Professional Use Only.